Profile
Mr. Thomas M.
Dowling is a Managing Director at Aegis Capital Corp.
Mr. Dowling received his undergraduate degree in business administration with a minor in finance from the State University of New York.
He completed the graduate-level Certified Investment Management Analyst program held in conjunction with The Wharton School, University of Pennsylvania.
In addition to being a Chartered Retirement Plan Specialist he has recently passed Level 1 of the Chartered Financial Analyst Exam.
He has also obtained his General Securities license, General Securities Principal license, Uniform Investment Advisor license, Life and Health Insurance license and is a Variable Annuities Agent.
Former positions of Thomas M. Dowling
| Companies | Position | End |
|---|---|---|
GunnAllen Financial, Inc.
GunnAllen Financial, Inc. Investment Banks/BrokersFinance Provides financial investment services | Corporate Officer/Principal | 28/02/2010 |
Josephthal & Co (Broker)
Josephthal & Co (Broker) Investment Banks/BrokersFinance Brokerage firm | Corporate Officer/Principal | 30/04/1999 |
Aegis Capital Corp.
Aegis Capital Corp. Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | - |
Training of Thomas M. Dowling
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
Aegis Capital Corp.
Aegis Capital Corp. Investment Banks/BrokersFinance Provides brokerage services | Finance |
Josephthal & Co (Broker)
Josephthal & Co (Broker) Investment Banks/BrokersFinance Brokerage firm | Finance |
GunnAllen Financial, Inc.
GunnAllen Financial, Inc. Investment Banks/BrokersFinance Provides financial investment services | Finance |
The State University of New York
The State University of New York Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
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